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THE CONFLICT OF INTEREST ADVISORY COMMITTEE

DISCLOSURE REQUIREMENTS

(View as a PDF file)

Note: Disclosures are due with Proposal, Annually, with New Interest, and with New Personnel.

Type of Agreement Research Sponsor Who Must Disclose These Are Exempt From Disclosure Required Disclosure Form(s)
Grant or Contract Public Health Service (e.g., NIH) & National Science Foundation; American Heart Assoc; American Cancer Society PI and PI on behalf of all participants with responsibility for design, conduct or reporting of research Fellowships & Institutional Training Grants Federal Principal Investigator Certification Form
Grant or Contract Non-Governmental agencies (for-profit and non-profit) Principal Investigator If Sponsor is on the Exempt Sponsor List Statement of Economic Interests for Principal Investigator (Form 700U)
Grant or Contract Privately Sponsored Clinical Studies Principal Investigator   UCSF Supplement to 700-U for Privately Sponsored Clinical Studies
Grant

UC Industry-University Cooperative Research Programs (IUCRP):

 

Principal Investigator   Statement of Economic Interests for Principal Investigator (Form 700U)
•UC Discovery Grant
•UCOP Special Research Programs
PI and PI on behalf of all participants with responsibility for design, conduct or reporting of research   Federal Principal Investigator Certification Form
Fellowship Non-profit     No disclosures required.
Fellowship For-profit Fellow   Statement of Economic Interests for Principal Investigator (Form 700U)
Subcontract Private or non-governmental agency (for-profit and non-profit) Principal Investigator If Sponsor is on the Exempt Sponsor List Statement of Economic Interests for Principal Investigator (Form 700U)
If the prime award is from NSF/PHS (e.g., NIH), then the following must also submit: PI and PI on behalf of all participants with responsibility for design, conduct or reporting of research   Federal Principal Investigator Certification Form
SBIR/STTR Phase 1 & 2 Principal Investigator   Statement of Economic Interests for Principal Investigator (Form 700U)
SBIR/STTR Phase 2 PI and PI on behalf of all participants with responsibility for design, conduct or reporting of research   Federal Principal Investigator Certification Form

Updated January 2006